Aaron M. Salmon

PATHFINDER PLANNING LLC

Charlotte, NC

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CRD#: 3072735

Professional summary

Aaron Michael Salmon, CFP®, who also goes by Aaron Salmon, is a registered financial advisor currently at PATHFINDER PLANNING LLC located in Charlotte, North Carolina.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Aaron has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Salmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Salmon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 20, 2017 - Present

PATHFINDER PLANNING LLC

RIA

CRD#: 154713

Charlotte, NC

Past

October 1, 2000 - December 31, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 11, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/20/2017)

IAR

South Carolina
(3/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATHFINDER PLANNING LLC

CRD#: 154713 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/21/2010 Approved)

South Carolina

Registered Investment Advisory firm - (10/7/2010 Approved)

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Contact information

Main Address

Lake Wylie, SC

Mailing Address

Phone number

(704) 301-7522

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 23,758,320

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron M. Salmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Salmon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHFINDER PLANNING LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/12/1998

Series 7

Date: 8/16/2000

Series 6

Date: 8/10/1998

Current Firm

PATHFINDER PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHFINDER PLANNING LLC

TRUST BUT VERIFY

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