Stephanie B. Kelly

ADG WEALTH MANAGEMENT GROUP

METAIRIE, LA 70005

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CRD#: 3072708

Professional summary

Stephanie Barousse Kelly, who also goes by Stephanie Lynne Barousse, Stephanie B Kelly, Stephanie Barousse Kelly, is a registered financial advisor currently at ADG WEALTH MANAGEMENT GROUP, LLC located in Metairie, Louisiana and OSAIC WEALTH, INC. located in Metairie, Louisiana.

Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephanie has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Lynne Barousse | Stephanie B Kelly | Stephanie Barousse Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ADG Wealth Management Group,LLC;investment related;433 Metairie Road,Suite 500,Metairie,LA 70005;registered investment advisor;Chief Compliance Officer;1/2019;160 hrs/month;6.5 hrs during trading;review and implement the firm's compliance program,complete regulatory filings on behalf of ADG,maintain policies and procedures

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Barousse Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2019 - Present

ADG WEALTH MANAGEMENT GROUP, LLC

Office #1: 433 Metairie Road, Suite 500, Metairie, LA 70005

RIA

CRD#: 132341

METAIRIE, LA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 433 Metairie Road Suite 500, Metairie, LA 70005

RIA

CRD#: 23131

METAIRIE, LA

Past

January 30, 2019 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

METAIRIE, LA

Past

February 20, 2018 - December 4, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW ORLEANS, LA

Past

May 31, 2017 - November 21, 2018

NEWEDGE ADVISORS

RIA

CRD#: 171351

New Orleans, LA

Past

May 23, 2017 - May 24, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW ORLEANS, LA

Past

April 25, 2016 - December 4, 2018

LPL FINANCIAL LLC

CRD#: 6413

NEW ORLEANS, LA

Past

December 6, 2011 - April 19, 2016

LEGACY INVESTMENT STRATEGIES, LLC

RIA

CRD#: 117423

GRETNA, LA

Past

May 13, 2004 - April 15, 2016

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

GRETNA, LA

Past

March 30, 2000 - June 5, 2002

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

May 19, 1999 - March 31, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADG WEALTH MANAGEMENT GROUP, LLC

CRD#: 132341 / SEC#: 801-81006

RIA

Registered Investment Advisory firm - (2/25/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(3/23/2019)

Louisiana
(8/23/2024)

North Carolina
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/27/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ADG WEALTH MANAGEMENT GROUP, LLC

CRD#: 132341 / SEC#: 801-81006

RIA

Registered Investment Advisory firm - (2/25/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/2/2015 Terminated)

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Contact information

Main Address

433 Metairie Road, Suite 500, Metairie, LA 70005

Mailing Address

Phone number

(504) 267-9880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,235
AUM (Assets Under Management)	$ 309,647,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie B. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Barousse Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

NEWEDGE ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEGACY INVESTMENT STRATEGIES, LLC

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

ADG WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1999

Series 24

Date: 4/27/2017

FINRA

Current Firm

ADG WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADG WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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