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SK

Stephanie B. Kelly

ADG WEALTH MANAGEMENT GROUP
METAIRIE, LA 70005
Some features on this profile are disabled
CRD#: 3072708
SK

Professional summary

Stephanie Barousse Kelly, who also goes by Stephanie Lynne Barousse, Stephanie B Kelly, Stephanie Barousse Kelly, is a registered financial advisor currently at ADG WEALTH MANAGEMENT GROUP, LLC located in Metairie, Louisiana.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephanie has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Lynne Barousse | Stephanie B Kelly | Stephanie Barousse Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Barousse Kelly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2019 - Present

ADG WEALTH MANAGEMENT GROUP, LLC

Office #1: 433 Metairie Road, Suite 500, Metairie, LA 70005
RIA
CRD#: 132341
METAIRIE, LA
Past

August 23, 2024 - January 2, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
METAIRIE, LA
Past

January 30, 2019 - August 23, 2024

TRIAD ADVISORS LLC

BD
CRD#: 25803
METAIRIE, LA
Past

February 20, 2018 - December 4, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEW ORLEANS, LA
Past

May 31, 2017 - November 21, 2018

NEWEDGE ADVISORS

RIA
CRD#: 171351
New Orleans, LA
Past

May 23, 2017 - May 24, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEW ORLEANS, LA
Past

April 25, 2016 - December 4, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW ORLEANS, LA
Past

December 6, 2011 - April 19, 2016

LEGACY INVESTMENT STRATEGIES, LLC

RIA
CRD#: 117423
GRETNA, LA
Past

May 13, 2004 - April 15, 2016

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
GRETNA, LA
Past

March 30, 2000 - June 5, 2002

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
ORANGE, CA
Past

May 19, 1999 - March 31, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADG WEALTH MANAGEMENT GROUP, LLC
ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G> GUIDRY A.D.B.A. ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G. GUIDRY A.D.B.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY A.D.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY | GUIDRY, PAUL G. | ADG WEALTH MANAGEMENT, LLC

CRD#: 132341 / SEC#: 801-81006

RIA
Registered Investment Advisory firm - (2/25/2015 Approved)
Louisiana
Registered Investment Advisory firm - (3/2/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(3/23/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2017
General Securities Principal Examination

Current Firm

AW
ADG WEALTH MANAGEMENT GROUP, LLC
ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G> GUIDRY A.D.B.A. ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G. GUIDRY A.D.B.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY A.D.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY | GUIDRY, PAUL G. | ADG WEALTH MANAGEMENT, LLC

CRD#: 132341 / SEC#: 801-81006

RIA
Registered Investment Advisory firm - (2/25/2015 Approved)
Louisiana
Registered Investment Advisory firm - (3/2/2015 Terminated)
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Contact information

Main Address
433 Metairie Road, Suite 500, Metairie, LA 70005
Mailing Address
Phone number
(504) 267-9880
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (2/25/2026)

Regulatory assets under management

Total Number of Accounts1,553
AUM (Assets Under Management)$ 336,337,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADG WEALTH MANAGEMENT GROUP, LLC

CRD#: 132341Metairie, LA 70005

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