Donald G. Heatherly

HK PRIVATE CLIENT

NAPERVILLE, IL 60563

Some features on this profile are disabled

CRD#: 3072583

Professional summary

Donald G Heatherly, CFP®, who also goes by Don G Heatherly, Donald Gene Heatherly, is a registered financial advisor currently at HK PRIVATE CLIENT, LLC located in Naperville, Illinois.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Donald has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don G Heatherly | Donald Gene Heatherly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE LICENSED LIFE, HEALTH AND LONG-TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald G Heatherly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 20, 2022 - Present

HK PRIVATE CLIENT, LLC

Office #1: 1776 Legacy Circle Suite 111, Naperville, IL 60563

RIA

CRD#: 315104

NAPERVILLE, IL

Past

March 22, 2018 - May 22, 2018

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CHICAGO, IL

Past

September 21, 2015 - November 7, 2017

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

NAPERVILLE, IL

Past

April 29, 2010 - September 21, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

NAPERVILLE, IL

Past

April 23, 2010 - September 21, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

NAPERVILLE, IL

Past

April 26, 2007 - June 20, 2008

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

WESTMONT, IL

Past

November 22, 2004 - December 31, 2005

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

WESTMONT, IL

Past

April 3, 2003 - June 20, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

WESTMONT, IL

Past

August 27, 1998 - February 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAK BROOK, IL

Past

August 5, 1998 - February 14, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/20/2022)

IAR

Indiana
(10/2/2025)

IAR

Michigan
(9/26/2025)

IAR

Tennessee
(9/26/2025)

IAR

Texas
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/10/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/13/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/1998

General Securities Representative Examination

Current Firm

HK PRIVATE CLIENT, LLC

HK PRIVATE CLIENT, LLC | LUCY WEALTH MANAGEMENT, L.L.C.

CRD#: 315104 / SEC#:

Illinois

Registered Investment Advisory firm - (4/20/2022 Approved)

Indiana

Registered Investment Advisory firm - (10/2/2025 Approved)

Michigan

Registered Investment Advisory firm - (9/24/2025 Approved)

Tennessee

Registered Investment Advisory firm - (9/25/2025 Approved)

Texas

Registered Investment Advisory firm - (1/15/2025 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1776 Legacy Circle Suite 111, Naperville, IL 60563

Mailing Address

Phone number

(630) 219-3441

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 86,615,532

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

Naperville, IL

Justin Dagostino

VERTEX PARTNERS

IAR

Downers Grove, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donald G. Heatherly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald G Heatherly's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/10/2022

Series 66

Date: 8/13/1998

SIE

Date: 5/22/2018

Series 7

Date: 8/4/1998

Current Firm

HK PRIVATE CLIENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HK PRIVATE CLIENT, LLC

TRUST BUT VERIFY

Similar Advisors