Ramzi M. Nassar

FINALIS SECURITIES

New York, NY 10017

CRD#: 3072515

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Professional summary

Ramzi Milad Nassar, who also goes by Ramzi Milad Nassar, Ramzi Nassar, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Ramzi is registered as a RR (Registered Representative) and started their career in finance in 1999. Ramzi has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ramzi Milad Nassar | Ramzi Nassar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramzi Milad Nassar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2026 - Present

FINALIS SECURITIES LLC

Office #1: 450 Lexington Ave., New York, NY 10017

CRD#: 305908

New York, NY

Past

December 9, 2025 - June 30, 2026

SP SECURITIES LLC

CRD#: 130560

HOUSTON, TX

Past

June 11, 2021 - July 25, 2025

ENGLAND SECURITIES, LLC

CRD#: 129932

Houston, TX

Past

May 15, 2018 - March 15, 2021

B. RILEY SECURITIES, INC.

CRD#: 25027

HOUSTON, TX

Past

July 25, 2014 - May 18, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

HOUSTON, TX

Past

September 25, 2012 - July 31, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HOUSTON, TX

Past

January 24, 2005 - June 28, 2006

DEBELLAS & CO. CAPITAL, LP

CRD#: 43391

LAKE FOREST, CA

Past

July 26, 2001 - November 7, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 4, 1999 - May 15, 2001

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(6/28/2026)

Exams

State Security Law Exam

Series 63

Date: 8/30/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/24/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

450 Lexington Ave, New York, NY 10017

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
BRANT, DAVID ROBERT	FINOP	2718478
DIGIGLIO, JOSEPH ANDREW	CCO	4945031
MORA, MICHAEL JOHN	CEO	2648236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ramzi M. Nassar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ramzi Milad Nassar's CRS (Customer Relationship Summary).

Certified licenses

Experience

SP SECURITIES LLC

ENGLAND SECURITIES, LLC

B. RILEY SECURITIES, INC.

OPPENHEIMER & CO. INC.

CITIGROUP GLOBAL MARKETS INC.

DEBELLAS & CO. CAPITAL, LP

CIBC WORLD MARKETS CORP.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2012

SIE

Date: 10/1/2018

Series 79

Date: 9/24/2012

Series 7

Date: 10/2/1999

Series 24

Date: 1/20/2015

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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