Stanley C. Lindemuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Clayton Lindemuth, who also goes by Clayton Lindemuth, Stan Clayton Lindemuth, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1998. Stanley had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - December 31, 2019
CREATIVE FINANCIAL DESIGNS, INC.
January 4, 2016 - December 31, 2019
CFD INVESTMENTS, INC.
August 14, 2015 - December 23, 2015
ON INVESTMENT MANAGEMENT CO
August 3, 2015 - December 23, 2015
THE O.N. EQUITY SALES COMPANY
March 1, 2013 - June 25, 2015
ONEAMERICA SECURITIES, INC.
October 2, 2012 - June 25, 2015
ONEAMERICA SECURITIES, INC.
September 22, 2011 - August 30, 2012
MML INVESTORS SERVICES, LLC
December 9, 2010 - September 8, 2011
PARK AVENUE SECURITIES LLC
December 20, 2005 - April 19, 2010
CHARLES SCHWAB & CO., INC.
May 26, 2005 - December 12, 2005
NYLIFE SECURITIES LLC
June 30, 2004 - December 31, 2004
MML INVESTORS SERVICES, LLC
February 18, 2003 - December 3, 2003
W&S BROKERAGE SERVICES, INC.
September 1, 2000 - January 9, 2003
W&S BROKERAGE SERVICES, INC.
November 17, 1999 - September 1, 2000
CINCINNATI ANALYSTS, INC.
October 8, 1998 - January 25, 1999
SECURITIES SERVICE NETWORK, LLC
July 16, 1998 - October 7, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
