Cory D. Custer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory David Custer was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 1998. Cory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2015 - October 15, 2020
BRIGHTON JONES LLC
July 3, 2014 - March 24, 2015
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 27, 2014 - March 24, 2015
RUSSELL INVESTMENTS
May 18, 2006 - July 31, 2012
D.A. DAVIDSON & CO.
May 18, 2006 - July 31, 2012
D.A. DAVIDSON & CO.
October 13, 2005 - July 18, 2006
SEI INVESTMENTS MANAGEMENT CORP
September 13, 2005 - May 9, 2006
SEI INVESTMENTS DISTRIBUTION CO.
June 27, 2002 - October 13, 2003
DAVIDSON INVESTMENT ADVISORS, INC.
February 14, 2000 - October 13, 2003
D.A. DAVIDSON & CO.
July 6, 1998 - October 13, 2003
D.A. DAVIDSON & CO.
Primary Firm SEC Registration
BRIGHTON JONES LLC
CRD#: 108601 / SEC#: 801-57087
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTON JONES LLC
CRD#: 108601 / SEC#: 801-57087
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,316 |
| AUM (Assets Under Management) | $ 14,987,100,484 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/14/2025 | ||
| 11/17/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
