Joi Catherine Murphy
Professional Summary
Joi Catherine Murphy is a registered financial advisor currently at MANAGED FINANCIAL SERVICES CORP INC located in Houston, Texas. Joi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joi has worked at 5 firms and has passed the Series 63, Series 6, Series 28 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
MANAGED FINANCIAL SERVICES CORP INC
Contact Information
Main Address
10330 Lake Road Suite U, Houston, TX 77070Phone Number
(281) 880-7200# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
275AUM (Assets Under Management)
$55,466,243Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/10/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1998About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2002About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 2001About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joi Catherine Murphy's CRS (Customer Relationship Summary).
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