Robert H. Leshner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harvey Leshner was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2004 - June 23, 2005
ROBERT LESHNER AND ASSOCIATES, INC.
August 2, 2002 - October 1, 2014
ROBERT LESHNER AND ASSOCIATES, INC.
December 22, 1994 - March 5, 2002
W&S BROKERAGE SERVICES, INC.
June 30, 1987 - December 22, 1994
LESHNER FINANCIAL SERVICES, INC.
April 10, 1980 - July 6, 1987
W&S BROKERAGE SERVICES, INC.
December 30, 1977 - January 20, 1980
RDSC, LLC
February 16, 1977 - September 8, 1978
SEASONGOOD & MAYER
October 11, 1974 - February 8, 1978
ROBERT H. LESHNER & CO., INC.
June 12, 1974 - December 7, 1974
A. E. AUB & CO.
October 28, 1968 - July 3, 1974
GRADISON & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/13/1963
Registered Representative ExaminationF04
Date: 8/6/1974
Financial Principal ExaminationSeries 40
Date: 5/7/1974
Registered Principal ExaminationCurrent Firm
ROBERT LESHNER AND ASSOCIATES, INC.
CRD#: 121975 / SEC#: 801-61352, 8-66155
Contact information
Documents
Red Flags
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