Joshua H. Corbett

LCT CAPITAL

Menlo Park, CA 94025

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CRD#: 3072135

Professional summary

Joshua Hutchins Corbett is a registered financial professional currently at LCT CAPITAL, LLC located in Menlo Park, California.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2000. Joshua has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Hutchins Corbett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2011 - Present

LCT CAPITAL, LLC

Office #1: 3555 Alameda Del Las Pulgas Suite 207, Menlo Park, CA 94025

CRD#: 154233

Menlo Park, CA

Past

April 29, 2014 - February 2, 2018

INTE SECURITIES LLC

CRD#: 47107

BOCA RATON, FL

Past

January 14, 2008 - February 3, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

MENLO PARK, CA

Past

September 12, 2005 - January 14, 2008

CIBC WORLD MARKETS CORP.

CRD#: 630

MENLO PARK, CA

Past

October 4, 2002 - August 22, 2005

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

SAN FRANCISCO, CA

Past

July 18, 2000 - August 20, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/23/2018)

Illinois
(12/2/2021)

Massachusetts
(5/3/2022)

New York
(1/26/2018)

Pennsylvania
(2/13/2018)

Utah
(1/23/2018)

Exams

State Security Law Exam

Series 63

Date: 11/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/28/2010

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LCT CAPITAL, LLC

LCT CAPITAL, LLC | LCT SECURITIES, LLC

CRD#: 154233 / SEC#: , 8-68620

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

80 Pascal Ln, Austin, TX 78746

Mailing Address

80 Pascal Ln, Austin, TX 78746

Phone number

(512) 291-6038

Established

Delaware since 04/26/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TALARICO, LOUIS CARMINO III	OWNER, PRESIDENT	2663803
CORBETT, JOSHUA HUTCHINS	CCO	3072135
GOODIN, DIANE MARIE	FINOP

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua H. Corbett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Hutchins Corbett's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTE SECURITIES LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

THOMAS WEISEL PARTNERS LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/25/2014

SIE

Date: 10/1/2018

Series 79

Date: 9/28/2010

Series 7

Date: 10/2/1999

Series 14

Date: 1/2/2023

Series 24

Date: 8/27/2008

FINRA

Current Firm

LCT CAPITAL, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LCT CAPITAL, LLC

TRUST BUT VERIFY

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