Brannon B. Lesesne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brannon Barclay Lesesne JR, who also goes by Brannon B Lesesne Jr, was a registered financial professional .
Brannon is a previously registered financial professional and started their career in finance in 1970. Brannon had worked at 5 firms and has passed the Series 63, Series 1, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1996 - January 11, 2021
OAKBRIDGE PARTNERS, LTD.
October 20, 1980 - January 1, 1989
PHOENIX FINANCIAL CORPORATION
April 30, 1976 - February 2, 1983
INDEPENDENT FINANCIAL PLANNERS CORPORATION
December 17, 1974 - October 3, 1980
INDEPENDENT SECURITIES CORPORATION
September 8, 1970 - August 15, 1974
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/6/1961
Registered Representative ExaminationCurrent Firm
OAKBRIDGE PARTNERS, LTD.
CRD#: 105829 / SEC#: 801-11563
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,930 |
| AUM (Assets Under Management) | $ 1,209,531,803 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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