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Scott A. Aschoff

WOODMEN FINANCIAL SERVICES
Omaha, NE 68102
Some features on this profile are disabled
CRD#: 3072002
SA

Professional summary

Scott A Aschoff, who also goes by Scott Allen Aschoff, is a registered financial professional currently at WOODMEN FINANCIAL SERVICES, INC. located in Omaha, Nebraska.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Allen Aschoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AGENT - 02/2018 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE PROVIDING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 8420 WEST DODGE ROAD, OMAHA, NE 68114.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott A Aschoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2024 - Present

WOODMEN FINANCIAL SERVICES, INC.

Office #1: 1700 Farnam Street, Omaha, NE 68102
BD
CRD#: 117365
Omaha, NE
Past

January 27, 2020 - April 9, 2024

SEQUENT PLANNING, LLC

RIA
CRD#: 160381
OMAHA, NE
Past

March 23, 2016 - January 31, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

March 23, 2016 - January 31, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Omaha, NE
Past

March 23, 2016 - January 31, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

December 12, 2014 - March 11, 2016

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 107975
OMAHA, NE
Past

December 12, 2014 - March 11, 2016

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
OMAHA, NE
Past

June 18, 2013 - November 7, 2014

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
FREMONT, NE
Past

April 19, 2013 - November 7, 2014

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
FREMONT, NE
Past

September 7, 2006 - April 8, 2013

WOODMEN FINANCIAL SERVICES, INC.

BD
CRD#: 117365
OMAHA, NE
Past

May 16, 2005 - September 8, 2006

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
OMAHA, NE
Past

February 20, 2004 - May 4, 2005

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

April 4, 2003 - February 24, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
OMAHA, NE
Past

March 13, 2003 - February 24, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nebraska
(5/3/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/11/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/11/2013
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/24/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WOODMEN FINANCIAL SERVICES, INC.
WOODMEN FINANCIAL SERVICES, INC.

CRD#: 117365 / SEC#: , 8-53592

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1700 Farnam Street, Omaha, NE 68102
Mailing Address
1700 Farnam St., Omaha, NE 68102
Phone number
(877) 664-3332
Established
Nebraska since 07/11/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WFS HOLDINGS, INC.100% OWNER OF WOODMEN FINANCIAL SERVICES, INC.
BENGTSON, CYNTHIA SHAWNDIRECTOR AND CHAIRMAN6073749
BUDERUS, TIMOTHY KEVINPRESIDENT, CEO AND DIRECTOR3083401
DARLING, DANIEL RUSSELLSENIOR SALES MANAGER5220507
DAY, JACOB MICHAELDIRECTOR5003086
DRIFFILL, CHARLES REICH JR.DIRECTOR5239194
EBLEN, LINDSEY JEANFINOP AND REVIEW PRINCIPAL (CFO)/TREASURER4496236
OLARI, NICHOLAS CONNERDIRECTOR AND SECRETARY6079027
PORTER, RAHJACHIEF COMPLIANCE OFFICER6860469
ROSAUER, ADAM THOMASMANAGER OF OPERATIONS4761408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODMEN FINANCIAL SERVICES, INC.

CRD#: 117365Omaha, NE 68102

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