Stephen F. Lescher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Frank Lescher, who also goes by Stephen F Lescher, Steve Lescher, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1971. Stephen had worked at 11 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2011 - September 3, 2013
EVERLAKE DISTRIBUTORS, LLC
September 22, 2003 - September 19, 2011
ALFS, INC.
October 29, 1998 - January 16, 2003
ALLSTATE FINANCIAL SERVICES, LLC
January 1, 1998 - October 29, 1998
AFD, INC.
August 29, 1994 - December 15, 1997
LOCUST STREET SECURITIES, INC.
December 2, 1992 - August 23, 1994
FIMCO SECURITIES GROUP, INC.
June 2, 1986 - November 30, 1990
CNL, INC.
October 11, 1983 - June 6, 1985
KEMPER FINANCIAL SERVICES, INC.
October 11, 1983 - May 13, 1986
INVESTORS BROKERAGE SERVICES, INC.
November 4, 1974 - March 6, 1984
NOR SECURITIES CO.
January 13, 1971 - September 9, 1974
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/9/1971
Registered Representative ExaminationCurrent Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
