Stephen A. Yarmesch

RIVERVIEW RESEARCH

Independence, OH 44131

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CRD#: 3071972

Professional summary

Stephen Andrew Yarmesch, AIF®, who also goes by Stephan Andrew Yarmesch, Steve Yarmesch, is a registered financial advisor currently at RIVERVIEW RESEARCH, LLC located in Independence, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 10 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephan Andrew Yarmesch | Steve Yarmesch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT OF RIVERVIEW RESEARCH LLC, THIS IS AN INVESTMENT RELATED FIRM WHERE HE SPENDS APPX 95% OF HIS TIME PORTFOLIO MANAGER - OBERLIN WEALTH PARTNERS, LLC INVESTMENT RELATED FIRM WHERE HE SPENDS APPX 5% OF HIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Yarmesch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 15, 2012 - Present

RIVERVIEW RESEARCH, LLC

Office #1: 6595 Brecksville Road Suite 3, Independence, OH 44131

RIA

CRD#: 162318

Independence, OH

Past

September 9, 2013 - December 31, 2017

OBERLIN WEALTH PARTNERS, LLC

RIA

CRD#: 164912

BRYAN, OH

Past

September 28, 2011 - May 14, 2012

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

INDEPENDENCE, OH

Past

December 2, 2010 - September 26, 2011

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

INDEPENDENCE, OH

Past

November 30, 2010 - September 26, 2011

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

December 11, 2007 - November 30, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

INDEPENDENCE, OH

Past

November 12, 2007 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

INDEPENDENCE, OH

Past

September 21, 2006 - October 29, 2007

MCDONALD PARTNERS LLC

CRD#: 135414

MAUMEE, OH

Past

June 8, 2000 - October 4, 2006

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

September 1, 1999 - May 22, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERVIEW RESEARCH, LLC

CRD#: 162318 / SEC#: 801-78821

RIA

Registered Investment Advisory firm - (11/26/2013 Approved)

Ohio

Registered Investment Advisory firm - (3/20/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/15/2012)

IAR

Texas
(5/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/30/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/31/1999

General Securities Representative Examination

Current Firm

RIVERVIEW RESEARCH, LLC

CRD#: 162318 / SEC#: 801-78821

RIA

Registered Investment Advisory firm - (11/26/2013 Approved)

Ohio

Registered Investment Advisory firm - (3/20/2014 Terminated)

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Contact information

Main Address

6595 Brecksville Road Suite 3, Independence, OH 44131

Mailing Address

Phone number

(216) 573-0420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERVIEW DISCLOSURE BROCHURE AND SUPPLEMENT (3/21/2025)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 866,173,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen A. Yarmesch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Andrew Yarmesch's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBERLIN WEALTH PARTNERS, LLC

INDEPENDENT FINANCIAL PARTNERS

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

MCDONALD PARTNERS LLC

KEYBANC CAPITAL MARKETS INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

RIVERVIEW RESEARCH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2007

Series 63

Date: 9/9/1999

Series 31

Date: 9/30/2003

Series 7

Date: 8/31/1999

Current Firm

RIVERVIEW RESEARCH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERVIEW RESEARCH, LLC

TRUST BUT VERIFY

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