Jaime Lobo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Lobo, who also goes by Jaime Bladimir Lobo, Jim Lobo, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 2004. Jaime had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2014 - June 2, 2015
FOUR POINTS CAPITAL PARTNERS LLC
September 16, 2013 - September 22, 2014
BROOKVILLE CAPITAL PARTNERS
April 18, 2011 - March 26, 2013
BROOKVILLE CAPITAL PARTNERS
May 15, 2007 - August 23, 2007
CLARK DODGE & CO., INC.
February 5, 2007 - May 11, 2007
WORLD EQUITY GROUP, INC.
April 14, 2005 - May 24, 2005
WESTROCK ADVISORS, INC.
July 29, 2004 - November 3, 2004
WOODSTOCK FINANCIAL GROUP, INC.
April 12, 2004 - July 21, 2004
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
