SB
Steven J. Brown
CAPITAL SYNERGY PARTNERS
Skokie, IL 60077
Some features on this profile are disabled
CRD#: 3071639
SB
Professional summary
Steven Jeffrey Brown, ChFC®, CLU® is a registered financial professional currently at CAPITAL SYNERGY PARTNERS located in Skokie, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Jeffrey Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 12, 2012 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 5750 Old Orchard Road, Suite 350, Skokie, IL 60077RIA
BD
CRD#: 148733
Skokie, IL
Past
June 4, 2001 - December 13, 2010
CPS FINANCIAL & INSURANCE SERVICES, INC.
BD
CRD#: 41243
IRVINE, CA
Past
January 24, 2000 - December 31, 2011
FINANCIAL WEST GROUP
BD
CRD#: 16668
SKOKIE, IL
Past
June 16, 1998 - December 31, 1999
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2023)
RR
California(1/12/2012)
RR
Florida(1/25/2017)
RR
Illinois(1/12/2012)
RR
Ohio(4/12/2024)
RR
Wisconsin(3/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITAL SYNERGY PARTNERS
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
CRD#: 148733 / SEC#: 801-117828, 8-68060
RIA
Registered Investment Advisory firm - SEC (5/11/2020 Terminated)Arizona
Registered Investment Advisory firm - SEC (4/4/2013 Approved)Arkansas
Registered Investment Advisory firm - SEC (5/27/2011 Approved)California
Registered Investment Advisory firm - SEC (5/23/2011 Approved)Colorado
Registered Investment Advisory firm - SEC (11/5/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (7/9/2018 Approved)District of Columbia
Registered Investment Advisory firm - SEC (5/5/2011 Approved)Florida
Registered Investment Advisory firm - SEC (10/10/2017 Approved)Georgia
Registered Investment Advisory firm - SEC (4/28/2011 Approved)Idaho
Registered Investment Advisory firm - SEC (6/24/2011 Approved)Indiana
Registered Investment Advisory firm - SEC (6/24/2013 Approved)Iowa
Registered Investment Advisory firm - SEC (5/26/2011 Approved)Louisiana
Registered Investment Advisory firm - SEC (1/10/2013 Approved)Massachusetts
Registered Investment Advisory firm - SEC (9/26/2011 Approved)Michigan
Registered Investment Advisory firm - SEC (1/18/2018 Approved)Minnesota
Registered Investment Advisory firm - SEC (3/10/2015 Approved)Missouri
Registered Investment Advisory firm - SEC (8/10/2018 Approved)Montana
Registered Investment Advisory firm - SEC (12/22/2010 Approved)Nebraska
Registered Investment Advisory firm - SEC (2/24/2012 Approved)Nevada
Registered Investment Advisory firm - SEC (6/28/2012 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/29/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/12/2011 Approved)Ohio
Registered Investment Advisory firm - SEC (1/6/2012 Approved)Oklahoma
Registered Investment Advisory firm - SEC (3/9/2018 Approved)Oregon
Registered Investment Advisory firm - SEC (6/23/2015 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/5/2012 Approved)South Carolina
Registered Investment Advisory firm - SEC (10/5/2011 Approved)Texas
Registered Investment Advisory firm - SEC (10/26/2016 Approved)Wisconsin
Registered Investment Advisory firm - SEC (8/1/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Phone number
(949) 442-7413
Established
California since 01/14/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
21
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
