Mark L. Ohlmann

OHLMANN INVESTMENT ADVISORS LLC

Traverse City, MI

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CRD#: 3071398

Professional summary

Mark Lawrence Ohlmann is a registered financial advisor currently at OHLMANN INVESTMENT ADVISORS LLC located in Traverse City, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lawrence Ohlmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2013 - Present

OHLMANN INVESTMENT ADVISORS LLC

RIA

CRD#: 165354

Traverse City, MI

Past

July 20, 1998 - May 14, 2012

PRINCIPAL SECURITIES, INC.

CRD#: 1137

GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/28/2013)

IAR

Michigan
(6/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/17/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OHLMANN INVESTMENT ADVISORS LLC

CRD#: 165354 / SEC#:

Indiana

Registered Investment Advisory firm - (4/16/2013 Approved)

Michigan

Registered Investment Advisory firm - (6/13/2013 Approved)

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Contact information

Main Address

Traverse City, MI

Mailing Address

Phone number

(616) 309-0537

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 17,033,582

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark L. Ohlmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lawrence Ohlmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

OHLMANN INVESTMENT ADVISORS LLC

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2013

Series 63

Date: 6/12/1998

Series 6

Date: 7/17/1998

Current Firm

OHLMANN INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OHLMANN INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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