Susana R. Martinoia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susana R Martinoia, who also goes by Susana R Cisneros, was a registered financial professional .
Susana is a previously registered financial professional and started their career in finance in 1999. Susana had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2016 - April 27, 2019
ABENDSTERN WEALTH MANAGEMENT, INC.
January 22, 2014 - June 24, 2015
VERE GLOBAL WEALTH MANAGEMENT
April 21, 2011 - December 31, 2013
FORTITUDE ADVISORY GROUP L.L.C.
April 15, 2011 - December 31, 2013
ARGENTUS SECURITIES, LLC
April 29, 2009 - April 6, 2011
GIRARD SECURITIES, INC.
April 29, 2009 - April 6, 2011
GIRARD SECURITIES, INC.
October 9, 2000 - March 30, 2009
STANFORD GROUP COMPANY
October 9, 2000 - March 30, 2009
STANFORD GROUP COMPANY
January 22, 1999 - October 11, 2000
UNITED AMERICAN INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABENDSTERN WEALTH MANAGEMENT, INC.
CRD#: 172715 / SEC#: 801-80738
Contact information
Red Flags
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