Byron R. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron Robert Lerner was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 1972. Byron had worked at 14 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1985 - March 17, 1986
BUTCHER & SINGER INC.
May 8, 1985 - May 14, 1985
JII SECURITIES INC.
February 15, 1985 - May 13, 1985
ROONEY, PACE INC.
July 20, 1984 - January 22, 1985
MOSELEY SECURITIES CORPORATION
March 27, 1984 - June 25, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 1983 - April 10, 1984
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1982 - July 12, 1983
UBS FINANCIAL SERVICES INC.
February 22, 1982 - June 8, 1982
MORGAN STANLEY DW INC.
September 17, 1979 - January 6, 1982
LEHMAN BROTHERS INC.
January 18, 1978 - September 17, 1979
LOEB PARTNERS
February 2, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
April 17, 1974 - May 25, 1977
E. F. HUTTON & COMPANY INC
November 27, 1973 - April 20, 1974
W. E. HUTTON & CO.
July 6, 1972 - December 30, 1973
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/30/1972
Registered Representative ExaminationCurrent Firm
BUTCHER & SINGER INC.
CRD#: 6517 / SEC#: , 8-40599
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
