Bernice L. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernice Levine Lerner, who also goes by Bernice Lerner, was a registered financial professional .
Bernice is a previously registered financial professional and started their career in finance in 1972. Bernice had worked at 6 firms and has passed the Series 63, Series 1, Series 00 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1992 - December 16, 1996
H G I
November 5, 1990 - February 14, 1992
LEGEND MERCHANT GROUP, INC.
August 30, 1988 - November 10, 1989
HASAN GROWNEY CO. INC.
April 5, 1977 - October 7, 1987
GREENTREE SECURITIES CORP.
February 2, 1977 - May 14, 1977
JAMES J. DUANE & CO., INC.
October 19, 1972 - January 7, 1977
MARSHALL CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1972
Registered Representative ExaminationSeries 00
Date: 10/27/1975
General Securities Principal ExaminationF04
Date: 7/7/1975
Financial Principal ExaminationCurrent Firm
H G I
CRD#: 14079 / SEC#: , 8-30233
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
