Allan R. Lerner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Ronald Lerner, who also goes by Ron Lerner, Ronald Lerner, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1970. Allan had worked at 9 firms and has passed the Series 65, Series 63, PC, Series 1, Series 28, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - February 4, 2026
ROBERTSON STEPHENS
June 15, 2018 - February 1, 2021
COLLABORATION CAPITAL LLC
June 28, 2011 - December 18, 2012
CHILTON CAPITAL MANAGEMENT ADVISORS INC.
February 11, 2003 - January 23, 2026
CHILTON CAPITAL MANAGEMENT LLC
June 11, 2002 - December 31, 2002
CHILTON CAPITAL MANAGEMENT LLC
April 1, 1999 - May 3, 2004
USF SECURITIES, L.P.
February 20, 1991 - May 5, 1999
TRENDALYSIS SECURITIES, INC.
August 12, 1974 - December 5, 1990
ROTAN MOSLE INC.
October 31, 1972 - November 24, 1974
LADIN INVESTMENT CORPORATION
September 23, 1970 - November 30, 1972
FIRST OF TEXAS, INCORPORATED
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/6/1977
AMEX Put and Call ExamSeries 1
Date: 9/11/1970
Registered Representative ExaminationSeries 28
Date: 2/20/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 10/30/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 1/25/1974
General Securities Principal ExaminationCurrent Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
