David S. Benison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sean Benison, who also goes by Dave Benison, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - January 27, 2017
TRUIST INVESTMENT SERVICES, INC.
March 19, 2014 - December 2, 2017
TRUIST INVESTMENT SERVICES, INC.
October 12, 2009 - March 21, 2014
FIFTH THIRD SECURITIES, INC.
October 6, 2009 - March 21, 2014
FIFTH THIRD SECURITIES, INC.
October 28, 2008 - September 28, 2009
MORGAN KEEGAN & COMPANY, LLC
October 6, 2008 - September 28, 2009
MORGAN KEEGAN & COMPANY, LLC
January 17, 2008 - October 10, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
October 16, 2006 - October 6, 2008
COLONIAL ASSET MANAGEMENT INC
October 3, 2006 - October 6, 2008
COLONIAL BROKERAGE, INC.
July 13, 2005 - October 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 1, 2005 - October 3, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 13, 2004 - July 1, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 2, 2004 - February 5, 2004
COMMONWEALTH FINANCIAL NETWORK
September 8, 1999 - July 1, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 3, 1998 - June 7, 1999
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
