TK
Todd A. Kading
LEAFHOUSE FINANCIAL ADVISORS
Austin, TX 78730
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CRD#: 3070933
TK
Professional summary
Todd Aaron Kading, CFP® is a registered financial advisor currently at LEAFHOUSE FINANCIAL ADVISORS, LLC located in Austin, Texas.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Todd has worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LEAFHOUSE FINANCIAL GROUP, LLC,6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730, NOT INVESTMENT RELATED, HOLDING COMPANY FOR THE RIA FIRM; PRESIDENT; START DATE 9/2008; SPEND LESS THAN 10 HOURS PER MONTH DURING TRADING HOURS. 2) LEAFHOUSE FINANCIAL ADVISORS, LLC; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOTY FIRM; PRESIDENT; 2/2009 START DATE; SPEND 80 HOURS PER MONTH IN THIS POSITION DURING TRADING HOURS. 3) LEAFHOUSE FINANCIAL SERVICES, LLC; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730;INVESTMENT RELATED SOFTWARE;PRESIDENT; START DATE 2/09; SPEND 10HOURS/MONTH DURING TRADING HOURS 4) LEAFHOUSE EDUCATIONAL ADVISORY COUNCIL; 6504 BRIDGEPOINT PARKWAY, SUITE 450, AUSTIN, TX 78730; NOT INVESTMENT RELATED; PROVIDES DESIGNATIONS AND CERTIFICATIONS; PRESIDENT; START DATE 9/2008; SPEND 0 HOURS/MONTH CURRENTLY DURING TRADING HOURS 5) PLUTO EFFECT, LLC; 6300 BRIDGEPOINT PARKWAY, BUILDING 1, SUITE 300, AUSTIN, TX 78730; INVESTMENT RELATED; PLUTO EFFECT IS THE 55% OWNER OF THE LEAFHOUSE FINTECH FUND GP LLC, WHICH IS THE GENERAL PARTNER OF THE LEAFHOUSE FINTECH FUND. THE SOLE INVESTMENT OF THE FUND IS IN LEAFHOUSE FINANCIAL GROUP, LLC; MANAGING MEMBER, HAS SIGNING AUTHORITY OVER THE COMPANY AND APPROVES ANY EXPENSES OR OTHER FINANCIAL TRANSACTIONS AND MAY CONDUCT ANNUAL MEETINGS; START DATE 06/2022; SPEND 1-2 HOURS PER MONTH IN THIS POSITION AND 0-2 HOURS PER MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Todd Aaron Kading's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2009 - Present
LEAFHOUSE FINANCIAL ADVISORS, LLC
Office #1: 6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730RIA
CRD#: 149694
Austin, TX
Past
June 21, 2010 - March 1, 2011
CAMBRIA CAPITAL, LLC
BD
CRD#: 133760
AUSTIN, TX
Past
February 22, 2010 - May 13, 2010
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
AUSTIN, TX
Past
September 30, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 30, 1998 - August 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
June 22, 1998 - August 28, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEAFHOUSE FINANCIAL ADVISORS, LLC
LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC
CRD#: 149694 / SEC#: 801-78809
RIA
Registered Investment Advisory firm - (11/18/2013 Approved)Texas
Registered Investment Advisory firm - (12/20/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/28/2009)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
LF
LEAFHOUSE FINANCIAL ADVISORS, LLC
LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC
CRD#: 149694 / SEC#: 801-78809
RIA
Registered Investment Advisory firm - (11/18/2013 Approved)Texas
Registered Investment Advisory firm - (12/20/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730
Mailing Address
Phone number
(512) 879-1505
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,859 |
| AUM (Assets Under Management) | $ 20,715,751,858 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
