Judith A. Pollachek
Professional summary
Judith Ann Pollachek was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Judith is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Judith had worked at 2 firms, which includes STEVEN L. FALK & ASSOCIATES INC., INVESTMENT ADVISORS & CONSULTANTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1998 - September 12, 2000
STEVEN L. FALK & ASSOCIATES INC.
August 10, 1998 - November 6, 1998
INVESTMENT ADVISORS & CONSULTANTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STEVEN L. FALK & ASSOCIATES INC.
CRD#: 14297 / SEC#: , 8-29688
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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