Eugene Braigen
Professional summary
Eugene Braigen is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1998. Eugene has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Braigen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 27, 2022 - December 23, 2024
AVALON SECURITIES, LTD.
March 14, 2006 - December 20, 2021
ECOBAN SECURITIES CORPORATION
May 10, 2004 - February 2, 2006
MAPLE SECURITIES U.S.A. INC.
March 6, 2001 - June 26, 2002
IIG HORIZONS SECURITIES, LLC
November 13, 2000 - July 2, 2001
FIRST INTERNATIONAL CAPITAL LTD.
July 6, 1999 - September 13, 1999
AVALON SECURITIES, LTD.
June 29, 1998 - August 18, 1998
AUGMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2025)
(4/4/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 6/23/1998
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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