Brian G. Heyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Gregory Heyer was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2007 - July 13, 2012
HEYER CAPITAL, LLC
May 3, 2001 - July 26, 2006
B. C. ZIEGLER AND COMPANY
March 9, 2000 - May 2, 2001
PRUCO SECURITIES, LLC.
July 13, 1998 - June 10, 1999
FIRSTAR INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HEYER CAPITAL, LLC
CRD#: 142394 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
