Margaret A. Hall

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CRD#: 3070574

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Margaret Ann Hall, who also goes by Margaret Schneider, was a registered financial professional .

Margaret is a previously registered financial professional and started their career in finance in 1998. Margaret had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Margaret Schneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 29, 2015 - February 9, 2018

STRATEGIC WEALTH MANAGEMENT, LLC

RIA

CRD#: 171908

BEDFORD, TX

Past

October 17, 2012 - November 19, 2014

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

BOYD, TX

Past

October 15, 2012 - January 23, 2018

LPL FINANCIAL LLC

CRD#: 6413

BEDFORD, TX

Past

June 28, 2005 - October 25, 2012

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

BEDFORD, TX

Past

June 28, 2005 - October 25, 2012

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BEDFORD, TX

Past

December 17, 2002 - December 31, 2004

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

AUSTIN, TX

Past

July 10, 1998 - December 31, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 171908 / SEC#: 801-112757

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 5/23/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/5/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 171908 / SEC#: 801-112757

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

Texas

Registered Investment Advisory firm - (4/18/2018 Terminated)

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Contact information

Main Address

2812 Bedford Road Suite 200, Bedford, TX 76021

Mailing Address

Phone number

(817) 391-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 130,513,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Margaret A. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

STRATEGIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2002

Series 63

Date: 6/20/1998

SIE

Date: 1/23/2018

Series 7

Date: 4/29/2002

Series 6

Date: 7/9/1998

Series 24

Date: 5/4/2004

Series 51

Date: 5/23/2003

Series 26

Date: 8/5/1998

Current Firm

STRATEGIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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