JB
John C. Brickhouse
D.H. HILL ADVISORS
Richardson, TX
Some features on this profile are disabled
CRD#: 3070533
JB
Professional summary
John Charles Brickhouse, CFP®, CIMA®, who also goes by John C Brickhouse, John Charles Snoke, is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in Richardson, Texas and D.H. HILL SECURITIES, LLLP located in Kingwood, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 12 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John C Brickhouse | John Charles Snoke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) JOHN BRICKHOUSE; YES; 2204 Ridge Crest Drive Richardson, TX 75080; SALE OF FIXED INSURANCE PRODUCTS; INDEPENDENT INSURANCE AGENT; 03/2010; 40;25; SELL AND SERVICE FIXED INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Brickhouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 4, 2016 - Present
D.H. HILL ADVISORS, INC.
RIA
CRD#: 116324
Richardson, TX
Current
November 3, 2016 - Present
D.H. HILL SECURITIES, LLLP
Office #1: 1543 Green Oak Place, Suite 100, Kingwood, TX 77339BD
CRD#: 41528
Kingwood, TX
Past
October 30, 2012 - October 27, 2016
INTEGRITY ALLIANCE, LLC.
RIA
CRD#: 139627
Richardson, TX
Past
October 30, 2012 - October 27, 2016
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Richardson, TX
Past
June 25, 2012 - October 29, 2012
FSIC
BD
CRD#: 37813
TULSA, OK
Past
May 31, 2011 - October 3, 2012
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
RIA
CRD#: 118588
TULSA, OK
Past
July 1, 2010 - March 22, 2011
ARTESA FINANCIAL GROUP
RIA
CRD#: 153741
CONROE, TX
Past
May 12, 2010 - July 1, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CONROE, TX
Past
February 22, 2010 - July 1, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CONROE, TX
Past
August 6, 2002 - January 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HOUSTON, TX
Past
August 2, 2002 - January 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HOUSTON, TX
Past
July 30, 2001 - July 25, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 30, 2001 - July 25, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
August 4, 2000 - January 26, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 14, 1998 - March 16, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 14, 1998 - March 16, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/3/2016)
IAR
California(11/4/2016)
RR
Florida(9/12/2022)
IAR
Illinois(2/2/2023)
RR
Michigan(1/18/2019)
IAR
Missouri(9/6/2019)
IAR
North Carolina(3/13/2017)
RR
Oklahoma(11/3/2016)
IAR
Oklahoma(2/28/2017)
RR
Texas(11/3/2016)
IAR
Texas(11/4/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - (5/2/2019 Approved)Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)California
Registered Investment Advisory firm - (6/19/2019 Terminated)Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)New York
Registered Investment Advisory firm - (5/20/2019 Terminated)North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 953 |
| AUM (Assets Under Management) | $ 196,852,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
