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MH

Matthew A. Hasson

D/B/A PALAZZO
New York, NY 10019
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CRD#: 3070267
MH

Professional summary


Matthew Adam Hasson, who also goes by Matt Hasson, is a registered financial professional currently at D/B/A PALAZZO located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matt Hasson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Adam Hasson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 8, 2019 - Present

D/B/A PALAZZO

Office #1: 145 West 57th St 17th Floor, New York, NY 10019
BD
CRD#: 156378
New York, NY
Past

August 9, 2017 - April 8, 2019

EQUITEQ SECURITIES LLC

BD
CRD#: 283799
New York, NY
Past

June 3, 2016 - August 11, 2017

BURCH & COMPANY, INC

BD
CRD#: 102280
KANSAS CITY, MO
Past

May 27, 2015 - July 2, 2015

MID-MARKET SECURITIES, LLC

BD
CRD#: 126750
MOUNT KISCO, NY
Past

September 25, 2014 - May 12, 2015

TGP SECURITIES, INC.

BD
CRD#: 159008
NEW YORK, NY
Past

July 27, 2011 - May 1, 2014

KROLL SECURITIES LLC

BD
CRD#: 36927
NEW YORK, NY
Past

June 5, 2007 - January 21, 2011

FIRST CITIZENS CAPITAL SECURITIES, LLC

BD
CRD#: 41504
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/8/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 6/11/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


DP
D/B/A PALAZZO
D/B/A PALAZZO | PALAZZO SECURITIES LLC

CRD#: 156378 / SEC#: , 8-68792

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
145 West 57th Street 17th Floor, New York, NY 10019
Mailing Address
145 West 57th Street 17th Floor, New York, NY 10010
Phone number
(212) 402-9000
Established
New York since 01/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PA PALAZZO LLCSOLE MEMBER
PALAZZO, PHILIP A. JR.CEO, CCO, AML COMPLIANCE OFFICER, INVESTMENT BANKING MANAGER5885547
RANKEL, WILLIAM EDWINFINOP/CFO2074785

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


D/B/A PALAZZO

CRD#: 156378New York, NY 10019

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