Luigi Leparulo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luigi Leparulo, who also goes by Luigi Gino Leparulo, was a registered financial advisor .
Luigi is a previously registered financial advisor and started their career in finance in 1967. Luigi had worked at 7 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1998 - February 25, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
August 22, 1991 - December 31, 2011
FINANCIAL RESOURCES CORP.
May 26, 1972 - July 7, 1995
MULTI SPECTRUM INVESTING CORPORATION
January 10, 1972 - July 27, 1976
MAC CONNELL INVESTMENT SERVICES CORPORATION
July 16, 1971 - January 9, 1972
L L FANE CO
September 25, 1968 - January 11, 1973
FIRST EASTERN INVESTMENT CORPORATION
September 1, 1967 - November 30, 1978
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/30/1967
Registered Representative ExaminationSeries 00
Date: 2/24/1972
General Securities Principal ExaminationCurrent Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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