BG
Brian S. Goehl
BLACKROCK INVESTMENT MANAGEMENT
Princeton, NJ 08540
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CRD#: 3070108
BG
Professional summary
Brian Scott Goehl is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Princeton, New Jersey and BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Scott Goehl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2021 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 1 University Square Drive, Princeton, NJ 08540RIA
CRD#: 108928
Princeton, NJ
Current
July 26, 2021 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1 University Square Dr, Princeton, NJ 08540BD
CRD#: 38642
Princeton, NJ
Past
October 14, 2016 - July 15, 2021
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
October 15, 2014 - September 19, 2016
ANTHEM SECURITIES, INC.
BD
CRD#: 42420
PITTSBURGH, PA
Past
March 4, 2013 - October 15, 2014
CION SECURITIES, LLC
BD
CRD#: 15487
NEW YORK, NY
Past
June 19, 2006 - March 4, 2013
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
May 7, 2004 - May 18, 2006
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
April 4, 2002 - May 11, 2004
WELLS INVESTMENT SECURITIES,INC.
BD
CRD#: 15252
NORCROSS, GA
Past
April 27, 2001 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 31, 1998 - April 30, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/9/2021)
RR
Alaska(8/11/2021)
RR
Arizona(8/3/2021)
RR
Arkansas(8/3/2021)
RR
California(7/27/2021)
RR
Colorado(8/3/2021)
RR
Connecticut(7/27/2021)
RR
Delaware(8/6/2021)
RR
District of Columbia(7/27/2021)
RR
Florida(7/27/2021)
RR
Georgia(7/27/2021)
RR
Hawaii(11/6/2025)
RR
Idaho(7/27/2021)
RR
Illinois(8/25/2021)
RR
Indiana(8/3/2021)
IAR
Indiana(2/3/2022)
RR
Iowa(7/29/2021)
RR
Kansas(7/27/2021)
RR
Kentucky(8/4/2021)
RR
Louisiana(8/6/2021)
RR
Maine(7/27/2021)
RR
Maryland(7/27/2021)
RR
Massachusetts(7/27/2021)
RR
Michigan(7/30/2021)
IAR
Michigan(10/13/2021)
RR
Minnesota(8/3/2021)
RR
Mississippi(8/3/2021)
RR
Missouri(7/27/2021)
RR
Montana(8/3/2021)
RR
Nebraska(8/3/2021)
RR
Nevada(8/10/2021)
RR
New Hampshire(7/27/2021)
RR
New Jersey(7/27/2021)
IAR
New Jersey(10/12/2021)
RR
New Mexico(8/4/2021)
RR
New York(8/8/2021)
RR
North Carolina(7/27/2021)
RR
North Dakota(8/10/2021)
RR
Ohio(7/27/2021)
RR
Oklahoma(8/3/2021)
RR
Oregon(8/4/2021)
RR
Pennsylvania(7/27/2021)
RR
Rhode Island(8/2/2021)
RR
South Carolina(8/6/2021)
RR
South Dakota(8/18/2021)
RR
Tennessee(7/26/2021)
RR
Texas(8/4/2021)
RR
Utah(7/27/2021)
RR
Vermont(8/3/2021)
RR
Virginia(7/28/2021)
RR
Washington(8/3/2021)
RR
West Virginia(8/4/2021)
RR
Wisconsin(7/27/2021)
RR
Wyoming(8/9/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928Princeton, NJ 08540TRUST BUT VERIFY
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