John D. Mackinnon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Douglas Mackinnon, who also goes by Doug Mackinnon, Douglas Mackinnon, J. Mackinnon, J. Douglas Mackinnon, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2022 - November 8, 2023
MUZINICH CAPITAL LLC
September 10, 2021 - December 2, 2021
CBIZ FINANCIAL SOLUTIONS, INC.
September 25, 2018 - October 1, 2020
BPU INVESTMENT MANAGEMENT INC.
May 13, 2015 - January 17, 2018
SOLEBURY CAPITAL LLC
May 9, 2012 - May 13, 2015
PNC CAPITAL MARKETS LLC
May 9, 2012 - January 17, 2018
HARRIS WILLIAMS
January 20, 2010 - May 13, 2015
PNC WEALTH MANAGEMENT LLC
March 10, 2004 - January 5, 2010
J.J.B. HILLIARD, W.L. LYONS, LLC
July 6, 1998 - March 4, 2004
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MUZINICH CAPITAL LLC
CRD#: 146017 / SEC#: , 8-67832
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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