Adam L. Woods

CEDAR MOUNTAIN ADVISORS

Lake Oswego, OR 97035

Some features on this profile are disabled

CRD#: 3070064

Professional summary

Adam Lee Woods, who also goes by Adam Woods, is a registered financial advisor currently at CEDAR MOUNTAIN ADVISORS, LLC located in Lake Oswego, Oregon.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Adam has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Woods

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Lee Woods's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2006 - Present

CEDAR MOUNTAIN ADVISORS, LLC

Office #1: 5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

RIA

CRD#: 140339

Lake Oswego, OR

Past

July 31, 2006 - October 8, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

PORTLAND, OR

Past

April 26, 2001 - August 2, 2006

NEW ENGLAND SECURITIES

RIA

CRD#: 615

PORTLAND, OR

Past

February 26, 2001 - August 2, 2006

NEW ENGLAND SECURITIES

CRD#: 615

PORTLAND, OR

Past

March 26, 1999 - November 24, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/4/2006)

IAR

Texas
(6/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/23/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/11/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 62

Date: 5/22/1998

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2002

General Securities Principal Examination

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 224-6868

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CEDAR MOUNTAIN ADVISORS - ADV PART 2A (CRD# 140339) (9/20/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 1,064,447,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam L. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Lee Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

CEDAR MOUNTAIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/1999

Series 65

Date: 6/11/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2001

Series 6

Date: 3/20/1999

Series 62

Date: 5/22/1998

Series 24

Date: 7/23/2002

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors