John D. Brinker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Brinker, who also goes by Dan Brinker, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2015 - December 5, 2017
ALLEGIS INVESTMENT ADVISORS, LLC
July 28, 2015 - December 5, 2017
ALLEGIS INVESTMENT SERVICES, LLC
March 9, 2015 - August 3, 2015
OSAIC WEALTH, INC.
March 15, 2011 - July 31, 2015
FIRST MIDWEST SECURITIES, INC.
March 15, 2011 - July 1, 2015
FIRST MIDWEST SECURITIES, INC.
February 21, 2011 - March 17, 2011
CIM SECURITIES, LLC
January 15, 2008 - February 11, 2011
QA3 FINANCIAL LLC
January 14, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
January 7, 1997 - January 2, 2008
MCL FINANCIAL GROUP, INC.
December 11, 1991 - January 14, 1997
GLOBAL FINANCIAL GROUP, INC.
January 2, 1985 - January 17, 1989
HANIFEN, IMHOFF INC.
January 27, 1984 - December 13, 1991
ASSET WATCH FINANCIAL, INC.
December 19, 1980 - June 20, 1981
MOUNTAIN STATES INVESTMENTS, INC.
July 10, 1978 - December 11, 1980
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 3, 1971 - July 10, 1974
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/5/1971
Registered Representative ExaminationCurrent Firm
ALLEGIS INVESTMENT ADVISORS, LLC
CRD#: 157314 / SEC#: 801-78696
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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