PS
Patrick W. Simpkins
ARKADIOS WEALTH ADVISORS
Raleigh, NC 27615
Some features on this profile are disabled
CRD#: 3069980
PS
Professional summary
Patrick Warren Simpkins, who also goes by Patrick Simpkins, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Raleigh, North Carolina and ARKADIOS CAPITAL located in Raleigh, North Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Simpkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Proximity Financial Partners; Is Investment related; 3948 Browning Place, Ste 200, Raleigh, NC 27609; Insurance Group & Individual health, disability; Owner/Partner; 2/2008; 20 hours per month; 1-2 hours per day during trading hours; Compensated-W2; Management, Sales, Administration. 2. Proximity Financial Partners, LLC, Is Investment Related, 8313 Six Forks Road, Suite 209, Raleigh, NC, 27615, United States, Investment management, Financial Planning, Owner, 1/1/2025, 40 hours per month, 10 hours per month during trading hours, Fee Based Compensation, Owner of this LLC. This LLC replaced 3 Crazy Kids LLC on 1/1/25. I over see all duties of this company, advise clients regarding investments and financial planning. 3. Proximity Tax Strategies, LLC, Is Investment Related, 8313 Six Forks Road, Suite 209, Raleigh, NC, 27615, Tax Planning, Tax prep, Tax filing, Owner, 1/1/2025, 10 hours per month, 5 hours per month during trading hours, Commission Compensation 4. 127 Haven, Is Not Investment Related, 664 Old Dairy Drive, Wake Forest, NC, 27587, United States, Non profit, building a school in Uganda, Board Member, 2/1/2021, 4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Helping the original founder grow the school, increase giving, building of a school, advance the vision of 127 Haven to the community.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Warren Simpkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2019 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 8313 Six Forks Road, Suite 209, Raleigh, NC 27615RIA
CRD#: 288863
Raleigh, NC
Current
March 4, 2019 - Present
ARKADIOS CAPITAL
Office #1: 8313 Six Forks Road, Suite 209, Raleigh, NC 27615BD
CRD#: 282710
Raleigh, NC
Past
April 4, 2011 - March 4, 2019
TRIAD ADVISORS LLC
RIA
CRD#: 25803
RALEIGH, NC
Past
April 4, 2011 - March 4, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
RALEIGH, NC
Past
January 9, 2008 - April 5, 2011
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
RALEIGH, NC
Past
December 12, 2007 - April 5, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
RALEIGH, NC
Past
January 3, 2005 - January 8, 2008
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CARY, NC
Past
January 3, 2005 - January 8, 2008
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CARY, NC
Past
September 24, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
RIA
CRD#: 120471
CARY, NC
Past
September 24, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
BD
CRD#: 120471
DURHAM, NC
Past
December 31, 2001 - September 23, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
RALEIGH, NC
Past
August 25, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 25, 1998 - September 23, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/22/2020)
RR
California(4/13/2021)
RR
Colorado(11/16/2021)
RR
Florida(4/9/2019)
RR
Georgia(11/25/2024)
RR
Illinois(3/8/2021)
RR
Maryland(4/11/2019)
RR
Minnesota(11/25/2024)
RR
North Carolina(3/4/2019)
IAR
North Carolina(3/4/2019)
RR
Oklahoma(4/4/2019)
RR
Pennsylvania(10/1/2024)
RR
Rhode Island(9/29/2025)
RR
South Carolina(4/2/2019)
RR
Tennessee(3/12/2021)
IAR
Texas(3/4/2019)
RR
Texas(4/4/2019)
RR
Virginia(4/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARKADIOS WEALTH ADVISORS
CRD#: 288863Raleigh, NC 27615TRUST BUT VERIFY
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