Kimberly L. Rentschler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Louise Rentschler, who also goes by Kimberly L Rentschler, Kimberly Rentschler, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1998. Kimberly had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2012 - February 27, 2012
VOYA FINANCIAL ADVISORS, INC.
November 19, 2010 - February 8, 2012
PNC WEALTH MANAGEMENT LLC
November 19, 2010 - February 8, 2012
PNC WEALTH MANAGEMENT LLC
July 10, 2009 - November 5, 2010
MORGAN STANLEY
July 10, 2009 - November 5, 2010
MORGAN STANLEY
October 31, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2007 - September 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 12, 2007 - September 14, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 2, 2004 - November 27, 2006
AVANTAX ADVISORY SERVICES
November 24, 2004 - November 13, 2006
AVANTAX INVESTMENT SERVICES, INC.
October 19, 2004 - December 1, 2004
OPPENHEIMER & CO. INC.
October 19, 2004 - December 1, 2004
OPPENHEIMER & CO. INC.
July 2, 2003 - September 23, 2004
CITIZENS SECURITIES, INC.
April 29, 2003 - September 23, 2004
CITIZENS SECURITIES, INC.
February 18, 2003 - February 27, 2003
IDS LIFE INSURANCE COMPANY
February 18, 2003 - February 27, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
December 4, 2002 - January 24, 2003
ALLFIRST BROKERAGE CORPORATION
December 11, 1998 - September 30, 2002
PRUDENTIAL EQUITY GROUP, LLC
June 26, 1998 - July 24, 1998
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
