Alan R. Steinberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Richert Steinberg was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1998. Alan had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - July 13, 2023
GORDON FINANCIAL ADVISORY SERVICES, LLC
September 1, 1998 - June 12, 2023
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
GORDON FINANCIAL ADVISORY SERVICES, LLC
CRD#: 115480 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 50,772,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
