Terri Grassi
Professional summary
Terri Grassi, who also goes by Teresa Appice, Terri Appice, Teresa Grassi, is a registered financial advisor currently at RAI WEALTH MANAGEMENT located in Placentia, California.
Terri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Terri has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Terri Grassi's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2015 - Present
RAI WEALTH MANAGEMENT
Office #1: 151 N. Kraemer Blvd. Suite 105, Placentia, CA 92870November 7, 2011 - March 30, 2012
RICHEY FINANCIAL GROUP, INC.
February 2, 2010 - November 26, 2015
RICHEY ADVISORS, INC.
February 3, 1999 - December 31, 2009
CETERA WEALTH SERVICES, LLC
August 6, 1998 - January 12, 1999
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RAI WEALTH MANAGEMENT
CRD#: 277137 / SEC#: 801-131970
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/15/2015)
(11/8/2023)
Exams
Current Firm
RAI WEALTH MANAGEMENT
CRD#: 277137 / SEC#: 801-131970
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 493 |
| AUM (Assets Under Management) | $ 135,905,953 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
