JS
Jason D. Stuck
NORTHERN CAPITAL SECURITIES
Western Springs, IL
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CRD#: 3069863
JS
Professional summary
Jason Daniel Stuck, CFA is a registered financial advisor currently at NORTHERN CAPITAL SECURITIES CORPORATION located in Western Springs, Illinois.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FORTRESS REAL ESTATE INVESTMENTS, LLC, INVESTMENT-RELATED, PO BOX 427, WESTERN SPRINGS, IL 60558; THE LLC WAS CREATED TO PROTECT ME AND MY WIFE. WE INVEST IN RENTAL PROPERTIES AND MANAGE RENT COLLECTION AND REPAIRS.; MY WIFE AND I ARE THE ONLY TWO OWNERS (51% AND 49%), START DATE 03/35/2009; THE BUSINESS REQUIRES MINIMAL HRS/MONTH (APROX. 2 HRS TOTAL) DURING AND AFTER SECURITY TRADING HOURS. WE OUTSOURCE ALL WORK AND MAINLY PAY BILLS AND COLLECT RENTS. HINSDALE PADDLE CLUB, NOT INVESTMENT-RELATED, HINSDALE PC 60TH ST AND COUNTY LINE ROAD HINSDALE, IL 60521, CLUB ORGANIZED TO PLAY PLATFORM TENNIS IN A RECREATIONAL AND COMPETITIVE FORMAT, POSITION IS TREASURER AND MEMBER OF THE FINANCE COMMITTEE, TITLE IS TREASURER, START DATE: FEBRUARY 22, 2022, NUMBER OF HOURS PER MONTH IS EXPECTED TO BE 8 HOURS, ZERO HOURS DURING SECURITIES TRADING HOURS, THE FINANCE COMMITTEE IS RESPONSIBLE FOR FINANCIAL MATTERS RELATING TO THE CLUB. THE TREASURER IS RESPONSIBLE FOR CREATING FINANCIAL PROJECTIONS, MONITORING ACCOUNTS RECEIVABLE, ACCOUNTS PAYABLE AND REPORTING TO OTHER MEMBERS OF THE FINANCE COMMITTEE.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Daniel Stuck's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Daniel Stuck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 7, 2017 - Present
NORTHERN CAPITAL SECURITIES CORPORATION
RIA
BD
CRD#: 40659
Western Springs, IL
Current
February 28, 2017 - Present
NORTHERN CAPITAL SECURITIES CORPORATION
Office #1: 50 High Street 4th Floor, North Andover, MA 01845RIA
BD
CRD#: 40659
North Andover, MA
Past
February 10, 2012 - February 27, 2017
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
BD
CRD#: 36155
CHICAGO, IL
Past
June 3, 2004 - March 12, 2012
BMO CAPITAL MARKETS GKST INC.
BD
CRD#: 8352
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/28/2017)
RR
California(8/2/2017)
RR
Colorado(9/7/2017)
RR
Florida(2/28/2017)
RR
Illinois(2/28/2017)
RR
Indiana(2/4/2019)
RR
Kentucky(8/21/2017)
RR
Maine(11/17/2018)
RR
Maryland(8/17/2017)
RR
Massachusetts(2/28/2017)
IAR
Massachusetts(8/7/2017)
RR
New Jersey(8/2/2017)
RR
New York(2/28/2017)
RR
North Carolina(1/2/2018)
RR
Ohio(10/17/2017)
RR
Pennsylvania(2/28/2017)
RR
Texas(2/28/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NC
NORTHERN CAPITAL SECURITIES CORPORATION
NORTHERN CAPITAL SECURITIES CORPORATION | SCOTT, STARR SECURITIES, INC.
CRD#: 40659 / SEC#: , 8-49130
Massachusetts
Registered Investment Advisory firm - SEC (2/6/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
50 High Street 4th Floor, North Andover, MA 01845
Mailing Address
50 High Street 4th Floor, North Andover, MA 01845
Phone number
(978) 289-1000
Established
Massachusetts since 02/16/1996
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
15
FINRA licenses (25 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
