Alexander Cesar

BCI SECURITIES

Coral Gables, FL 33134

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CRD#: 3069730

Professional summary

Alexander Cesar, who also goes by Alex Cesar, is a registered financial advisor currently at BCI SECURITIES, INC. located in Coral Gables, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Alexander has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Cesar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CNB banker, 30 hours, firm under common control (Bci Group), non-investment - Jan/2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Cesar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Alexander Cesar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2025 - Present

BCI SECURITIES, INC.

Office #1: 2855 S. Le Jeune Road 1st. Floor, Coral Gables, FL, 33134

RIA

CRD#: 168047

Coral Gables, FL

Current

February 5, 2025 - Present

BCI SECURITIES, INC.

Office #1: 2855 S. Le Jeune Road 1st. Floor, Coral Gables, FL, 33134

RIA

CRD#: 168047

Coral Gables, FL

Past

November 24, 2020 - November 26, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MIAMI, FL

Past

November 20, 2020 - November 26, 2024

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MIAMI, FL

Past

October 30, 2014 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CORAL GABLES, FL

Past

October 29, 2014 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CORAL GABLES, FL

Past

June 18, 2013 - October 13, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

MIAMI, FL

Past

May 30, 2013 - October 13, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Past

November 4, 2011 - May 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CORAL GABLES, FL

Past

October 27, 2011 - May 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CORAL GABLES, FL

Past

August 26, 2008 - September 19, 2011

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

CORAL GABLES, FL

Past

June 23, 2008 - September 19, 2011

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CORAL GABLES, FL

Past

November 9, 2004 - May 13, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CORAL GABLES, FL

Past

June 13, 2000 - December 3, 2003

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

July 14, 1998 - March 30, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/21/2025)

Florida
(2/5/2025)

IAR

Florida
(2/7/2025)

New York
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone number

(305) 929-5500

Established

Florida since 07/05/2011

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025_FINAL (SEC) (3/30/2025)

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025 WRAP (SEC)_FINAL (3/30/2025)

Direct owners and executive officers

Name	Position	CRD#
BANCO DE CREDITO E INVERSIONES, S.A.	SHAREHOLDER
FOXX, TERESA PENNET	DIRECTOR	2608603
GARCIA NIETO, FRANCISCO JAVIER	DIRECTOR OF SALES	6645468
GROOM, PAMELA SNELL	CCO	2870233
MARTIN-DONADIO, CARLOS	CEO/DIRECTOR	2550675
MARTINEZ-LEJARZA, JUAN CARLOS	DIRECTOR	6369051
NODAR, MARIA EUGENIA	FINOP/PFO	1660104
SEGUNDO, JUAN ALBERTO	DIRECTOR	6353039
VEGA, MARIA GRISEL	DIRECTOR	6235036

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 295,193,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander Cesar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Cesar's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Alexander Cesar's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCI SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

ESSEX NATIONAL SECURITIES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

BCI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2008

Series 63

Date: 8/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/16/2008

Series 6

Date: 7/13/1998

FINRA

Current Firm

BCI SECURITIES, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BCI SECURITIES, INC.

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