Mark S. Dinuzzo

DINUZZO PRIVATE WEALTH

Beaver, PA 15009

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CRD#: 3069722

Professional summary

Mark Samuel Dinuzzo, AIF®, CFP®, ChFC® is a registered financial advisor currently at DINUZZO PRIVATE WEALTH, INC. located in Beaver, Pennsylvania and BEACONSFIELD FINANCIAL SERVICES, INC. located in Beaver, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DINUZZO Private Wealth Inc., INVESTMENT RELATED, 1501 THIRD STREET BEAVER, PA 15009, RIA, SENIOR VICE PRESIDENT, 12/1997, 160/MONTH, 120DURING TRADING, FINANCIAL PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Samuel Dinuzzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

ChFC^®

Chartered Financial Consultant

Experience

Current

August 4, 1998 - Present

DINUZZO PRIVATE WEALTH, INC.

Office #1: 1501 3rd St., Beaver, PA 15009

RIA

CRD#: 112778

Beaver, PA

Current

March 4, 2009 - Present

BEACONSFIELD FINANCIAL SERVICES, INC.

Office #1: 1503 Third Street, Beaver, PA 15009

CRD#: 14634

Beaver, PA

Past

December 17, 1999 - July 22, 2002

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DINUZZO PRIVATE WEALTH, INC.

CRD#: 112778 / SEC#: 801-57384

RIA

Registered Investment Advisory firm - (4/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(8/4/1998)

Pennsylvania
(3/10/2009)

IAR

Texas
(10/3/2023)

West Virginia
(9/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/19/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/22/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/3/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/3/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DINUZZO PRIVATE WEALTH, INC.

CRD#: 112778 / SEC#: 801-57384

RIA

Registered Investment Advisory firm - (4/7/2000 Approved)

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Contact information

Main Address

1501 3rd St., Beaver, PA 15009

Mailing Address

Phone number

(724) 728-6564

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,545
AUM (Assets Under Management)	$ 1,012,887,070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Dinuzzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Samuel Dinuzzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACONSFIELD FINANCIAL SERVICES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

DINUZZO PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2000

Series 65

Date: 5/22/1998

SIE

Date: 10/1/2018

Series 6

Date: 3/3/2009

Series 7

Date: 8/3/1998

FINRA

Current Firm

DINUZZO PRIVATE WEALTH, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DINUZZO PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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