Daniel A. Jack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Aaron Jack, who also goes by Daniel Aaron Jack, Daniel Jack, Daniel A Jack, Daniel Jack, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1998. Daniel had worked at 17 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2025 - June 1, 2026
PRIME CAPITAL FINANCIAL
May 14, 2024 - August 4, 2025
SUNSET FINANCIAL SERVICES, INC.
October 18, 2019 - February 9, 2024
ALLSTATE FINANCIAL SERVICES, LLC
October 17, 2019 - February 9, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
December 19, 2018 - February 7, 2019
PRUCO SECURITIES, LLC.
January 5, 2017 - July 2, 2018
ONE ADVISORY PARTNERS, LLC
January 6, 2016 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
January 29, 2015 - May 6, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 29, 2015 - May 6, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 14, 2014 - December 16, 2014
FORESTERS EQUITY SERVICES, INC.
October 14, 2014 - December 16, 2014
FORESTERS EQUITY SERVICES, INC.
February 25, 2014 - April 8, 2014
AWM ASSET MANAGEMENT LLC
December 23, 2013 - April 7, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
October 9, 2002 - September 4, 2007
NYLIFE DISTRIBUTORS LLC
September 25, 2001 - February 6, 2002
TOWER SQUARE SECURITIES, INC.
October 19, 2000 - March 14, 2001
NATIONAL PLANNING CORPORATION
December 16, 1998 - October 27, 2000
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 2, 1998 - August 21, 1998
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL FINANCIAL
CRD#: 288712 / SEC#: 801-110709
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
