Danielle M. Plumb
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
WETMORE, CO
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CRD#: 3069474
Professional summary
Danielle M Plumb, CFP®, CPWA®, who also goes by Danielle Mary Mcelley, Danielle Mary Plumb, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Wetmore, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Colorado Springs, Colorado.
Danielle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Danielle has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 51 and Series 24 exams.
Biography
I am a trusted and dedicated financial advisor serving Wealth Planning families at Fidelity Investments in beautiful Southern Colorado. My passion, caring, and depth of experience help me understand your personal story and family dynamics. This will enable us to co-create an intergenerational financial family roadmap, striving to help you work toward your goals today and tomorrow, with peace of mind for generations to come.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Danielle Mary Mcelley | Danielle Mary Plumb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Danielle M Plumb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
CPWA®
Start date: 2020-09-30
Expire date: 2024-08-31
Education
Mesa State College
Bachelor of Business Administration - Finance
1996
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908-5231RIA
CRD#: 104555
WETMORE, CO
Current
April 6, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908BD
CRD#: 7784
Colorado Springs, CO
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLORADO SPRINGS, CO
Past
April 21, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COLORADO SPRINGS, CO
Past
May 13, 2003 - March 4, 2011
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past
September 25, 2002 - March 4, 2011
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
COLORADO SPRINGS, CO
Past
September 2, 1998 - January 19, 2001
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2020)
RR
Alaska(4/24/2025)
RR
Arizona(4/23/2020)
RR
Arkansas(10/31/2019)
RR
California(3/4/2022)
RR
Colorado(4/6/2011)
IAR
Colorado(3/31/2025)
RR
Florida(1/21/2020)
RR
Georgia(1/7/2021)
RR
Illinois(1/9/2024)
RR
Indiana(6/4/2021)
RR
Kansas(4/8/2022)
RR
Kentucky(10/30/2023)
RR
Maine(2/12/2021)
RR
Maryland(8/26/2025)
RR
Massachusetts(1/7/2021)
RR
Minnesota(3/15/2022)
RR
Missouri(5/19/2023)
RR
Montana(1/6/2021)
RR
Nevada(6/19/2024)
RR
New Jersey(2/13/2024)
RR
New Mexico(6/8/2011)
RR
New York(2/16/2024)
RR
North Carolina(5/13/2021)
RR
Ohio(9/21/2023)
RR
Oklahoma(7/21/2023)
RR
Oregon(5/6/2022)
RR
South Carolina(4/8/2022)
RR
South Dakota(4/8/2022)
RR
Tennessee(1/21/2020)
RR
Texas(6/8/2011)
IAR
Texas(3/31/2025)
RR
Utah(4/8/2022)
RR
Vermont(8/20/2024)
RR
Virginia(3/18/2022)
RR
Washington(10/16/2020)
RR
Wisconsin(1/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Wetmore, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
