Albert E. Goslin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Ernest Goslin, who also goes by Al Goslin, Albert Ernest Goslin III, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1998. Albert had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 6, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2012 - May 19, 2022
A.E. GOSLIN CAPITAL MANAGEMENT
May 15, 2007 - April 14, 2010
NATIONAL FINANCIAL SERVICES LLC
June 8, 2005 - April 13, 2010
FIDELITY BROKERAGE SERVICES LLC
January 6, 2000 - November 1, 2002
BROWNCO, LLC
September 2, 1998 - January 11, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/18/2006
Limited Representative-Equity Trader ExamCurrent Firm
A.E. GOSLIN CAPITAL MANAGEMENT
CRD#: 159504 / SEC#: 801-72960
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 2,900,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
