Adam S. Levy

ANDERSEN

West Palm Beach, FL 33401

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CRD#: 3069030

Professional summary

Adam Scott Levy, who also goes by Adam S Levy, is a registered financial advisor currently at ANDERSEN located in West Palm Beach, Florida.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam S Levy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Levy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2019 - Present

ANDERSEN

Office #1: One North Clematis Street, Suite 110, West Palm Beach, FL 33401

RIA

CRD#: 124205

West Palm Beach, FL

Past

October 17, 2005 - February 17, 2006

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

NEW YORK, NY

Past

September 5, 2005 - February 17, 2006

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

September 10, 2004 - June 6, 2005

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/14/2019)

IAR

New York
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/17/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/19/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2005

General Securities Representative Examination

Current Firm

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

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Contact information

Main Address

1861 International Drive Suite 501, Mclean, VA 22102

Mailing Address

Phone number

(571) 382-0020

Established

Firm type

Fiscal year end

# of Employees

1,970

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDERSEN FORM ADV PART 1A 3-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 6,080,097,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/13/2025	Cover Page	Report
01/22/2024	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam S. Levy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Scott Levy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

Primary Firm SEC Registration

ANDERSEN

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2005

Series 65

Date: 9/19/2002

Series 7

Date: 9/2/2005

Current Firm

ANDERSEN

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANDERSEN

TRUST BUT VERIFY

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