Ramon T. Franklin

CAPITAL FOCUS

Greenville, SC 29650

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CRD#: 3068848

Professional summary

Ramon T Franklin, CFP® is a registered financial advisor currently at CAPITAL FOCUS, INC. located in Greenville, South Carolina.

Ramon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ramon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RAMON T. FRANKLIN, PRESIDENT OF CAPITAL FOCUS, INC. IS A LISCENCED REAL ESTATE BROKER IN SOUTH CAROLINA AND GEORGIA AN PROVIDES ASSET MANAGEMENT, BROKERAGE AND MARKETING SERVICE IN ADDITION TO INVESTMENT ANALYSIS. RAMON T. FRANKLIN, PRESIDENT OF CAPITAL FOCUS, INC. IS A PART-TIME GUEST LECTURER PART OF THE ADJUNCT FACULTY) AT CLEMSON UNIVERSITY, CLEMSON, SC AND TEACHES PRIMARLY UNDERGRADUATE REAL ESTATE, CORPORATE AND PERSONAL FINANCE AND INVESTMENT COURSES ON AN AS NEEDED BASIS. RAMON T. FRANKLIN, PRESIDENT OF CAPITAL FOCUS, INC. IS ALSO THE OPERATING MEMBER OF COLE CAPITAL MANAGEMENT,LLC A FIRM THAT OWNS, OPERATES, MANAGES AND DEVELOPS RESIDENTIAL AND COMMERCIAL REAL ESTATE. IT IS ANTICAPTEED THAT THE ABOVE REAL ESTATE MARKETING, TEACHING AND COLE CAPITAL MANAGEMENT'S REAL ESTATE ACTIVITIES TAKE AN AVERAGE OF NO GREATER THAN TEN, TWENTY AND TEN HOURS PER MONTH RESPECTIVELY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramon T Franklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

September 1, 2010 - Present

CAPITAL FOCUS, INC.

Office #1: 412-c Pettigru Street, Greenville, SC 29650

RIA

CRD#: 152149

Greenville, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/1998

Uniform Investment Adviser Law Examination

Current Firm

CAPITAL FOCUS, INC.

CAPITAL FOCUS, INC. | COLE CAPITAL MANAGEMENT, LLC

CRD#: 152149 / SEC#:

South Carolina

Registered Investment Advisory firm - (5/14/1998 Approved)

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Contact information

Main Address

412-c Pettigru Street, Greenville, SC 29650

Mailing Address

Phone number

(864) 250-1177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 14,744,028

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ramon T. Franklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramon T Franklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FOCUS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/1998

Current Firm

CAPITAL FOCUS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL FOCUS, INC.

TRUST BUT VERIFY

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