Mark W. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Leonard was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1967. Mark had worked at 5 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1983 - April 25, 1989
SOURCE SECURITIES, INC.
June 17, 1980 - October 25, 1983
FSC SECURITIES CORPORATION
July 19, 1977 - July 9, 1980
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
December 18, 1974 - August 15, 1977
ETI INVESTMENT CORPORATION
September 19, 1967 - July 5, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/23/1961
Registered Representative ExaminationCurrent Firm
SOURCE SECURITIES, INC.
CRD#: 8026 / SEC#: , 8-24819
Contact information
Documents
Red Flags
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