Royce O. Richardson

PR SQUARED WEALTH MANAGEMENT LLC

Atlanta, GA 30339

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CRD#: 3068524

Professional summary

Royce Orlando Richardson, who also goes by Royce Richardson, is a registered financial advisor currently at PR SQUARED WEALTH MANAGEMENT LLC located in Atlanta, Georgia.

Royce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Royce has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Royce Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EIAT WEALTH MANAGEMENT; 1 GLENLAKE PKWY STE 650, ATLANTA, GA, 30328; INV REL; INSURANCE BROKERAGE AND SALES; OWNER; START DATE=08/2011; HRS/MO=1600; TRADING HRS/MO=1600; MANAGE AGENTS IN THE BROKERAGE * MORGAN MICHAEL REAL ESTATE CONSULTANT; 1995 N PARK PL SE #570, ATLANTA, GA, 30339; INV REL; ASSIST CUSTOMERS WHO WANT TO BUY; AGENT; START DATE=02/2003; HRS/MO=10; TRADING HRS/MO=5; ASSIST BUYERS AND SELLERS WITH THEIR RESIDENTIAL PROPERITES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Orlando Richardson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2020 - Present

PR SQUARED WEALTH MANAGEMENT LLC

Office #1: 1770 The Exchange Suite 220, Atlanta, GA 30339

RIA

CRD#: 309595

Atlanta, GA

Past

December 3, 2019 - August 5, 2020

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Atlanta, GA

Past

July 18, 2019 - August 5, 2020

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Atlanta, GA

Past

August 12, 2015 - March 26, 2018

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Atlanta, GA

Past

August 3, 2015 - March 26, 2018

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Atlanta, GA

Past

May 6, 2014 - October 13, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

November 8, 2011 - August 28, 2012

WADDELL & REED

RIA

CRD#: 866

ATLANTA, GA

Past

July 1, 2011 - August 28, 2012

WADDELL & REED

CRD#: 866

ATLANTA, GA

Past

November 1, 1999 - January 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 1, 1999 - January 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2011

General Securities Representative Examination

Current Firm

PR SQUARED WEALTH MANAGEMENT LLC

CRD#: 309595 / SEC#:

Alabama

Registered Investment Advisory firm - (12/2/2024 Terminated)

Georgia

Registered Investment Advisory firm - (7/31/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1770 The Exchange Suite 220, Atlanta, GA 30339

Mailing Address

Phone number

(678) 719-2735

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 7,934,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Royce O. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Orlando Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

MSI FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2011

Series 63

Date: 8/31/1998

SIE

Date: 3/26/2018

Series 7

Date: 6/30/2011

Current Firm

PR SQUARED WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PR SQUARED WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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