RB
Robert P. Bruns
STRATEGIC FINANCIAL CONCEPTS
Houston, TX 77084
Some features on this profile are disabled
CRD#: 3068456
RB
Professional summary
Robert Paul Bruns, CIMA® is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in Houston, Texas and LPL FINANCIAL LLC located in Cypress, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/13/2015 - NFA Wealth Management - Investment Related - Houston Area - Non-Variable Insurance - Started 01/01/2015 - 6 Hours Per Month/0 Hours During Securities Trading - Meet with Federal and Postal Employees and provide consultation regarding their Federal Benefits with regard to Life Insurance.
2. 4/20/2018 - NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/04/2015 - 200 Hours Per Month/7 Hours During Securities Trading.
3. 5/22/2018 - Strategic Financial Concepts - DBA: NFA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:04/18/2018 - 80 Hour(s) Per Month/80 Hour(s) During Trading - I provide investment advisory services through Strategic Financial Concepts, an independent investment advisor firm. I started this business activity in 04/18/2018. I expect to spend approximately 80 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 5/22/2018 - Strategic Financial Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:04/18/2018 - 40 Hour(s) Per Month/5 Hour(s) During Trading - I provide investment advisory services through Strategic Financial Concepts LLC, an independent investment advisor firm. I started this business activity in 04/18,/2018. I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
5. 5/25/2018 - NFA Instituional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/17/2018 - 0 Hour(s) Per Month/0 Hour(s) During Trading.
6. 9/25/2018 - DBA: NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:09/14/2018 - 20 Hours Per Month/20 Hours During Trading.
7. 7/20/2020 - National Financial Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/15/2020 - 300 Hours Per Month/8 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Paul Bruns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 23, 2018 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 16430 Park 10 Place, Suite 275, Houston, TX 77084RIA
CRD#: 141849
Houston, TX
Current
November 15, 2011 - Present
LPL FINANCIAL LLC
Office #1: 7640 Fry Rd, Cypress, TX 77433RIA
BD
CRD#: 6413
Cypress, TX
Past
November 23, 2020 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
November 22, 2011 - August 31, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
November 30, 2010 - March 1, 2012
ASCENDANT ADVISORS, LLC
RIA
CRD#: 151127
HOUSTON, TX
Past
January 1, 2010 - November 22, 2010
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
July 30, 2002 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
October 15, 1998 - November 22, 2010
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/1/2015)
RR
Kansas(11/16/2020)
RR
Louisiana(3/5/2015)
RR
Mississippi(4/16/2015)
RR
Missouri(1/4/2016)
RR
Oklahoma(8/18/2023)
RR
Texas(11/15/2011)
IAR
Texas(3/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
