Cody N. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cody Neil Rogers was a registered financial advisor .
Cody is a previously registered financial advisor and started their career in finance in 1998. Cody had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - June 7, 2013
FOSTER-ROGERS WEALTH MANAGEMENT GROUP, LLC
March 24, 2006 - January 2, 2009
BROKERSXPRESS LLC
April 19, 2004 - March 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2003 - March 30, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 2001 - August 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2000 - September 27, 2000
IFMG SECURITIES, INC.
August 3, 1998 - August 26, 1998
CARNEGIE INVESTOR SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOSTER-ROGERS WEALTH MANAGEMENT GROUP, LLC
CRD#: 143610 / SEC#:
Contact information
Red Flags
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